This executive is a dedicated Regional Risk Management professional with extensive experience in the banking sector, specializing in establishing robust risk frameworks and executing comprehensive strategies. Their expertise encompasses Internal Audit, Compliance, and Operational Risk, enabling effective identification, assessment, and mitigation of risks across diverse regulatory landscapes. With a focus on stakeholder collaboration and governance, this executive drives informed decision-making and continuous improvement to safeguard organizational reputation and assets.
Key Roles
•Established the Business Risk and Control function in the APAC region, enhancing collaboration across the three lines of defense.
•Led the development of risk management frameworks, including key risk indicators and risk event management, ensuring alignment with regulatory standards.
•Managed compliance advisory support for Treasury Markets, contributing to the execution of non-financial risk strategies across multiple countries.
•Served as Risk Culture Champion, driving positive conduct and accountability within the organization through training and initiatives.
•Successfully migrated the product control function for financial instruments from one major financial hub to another, enhancing operational efficiency.
Education
•MBA – Alliance Manchester Business School
•Chartered Accountant – Chartered Accountants Australia and New Zealand
•Fellow of CPA – CPA Australia
•ICA Diploma in Financial Crime Compliance – International Compliance Association
•ICA Diploma in Governance in Risk and Compliance – International Compliance Association
Data ProtectionRisk CultureStakeholder EngagementProject Management
Certifications
Chartered AccountantFellow of CPAICA Diploma in Financial Crime ComplianceICA Diploma in Governance in Risk and Compliance
Meet Me
Hi, I'm a passionate advocate for risk management within the banking sector, specializing in establishing comprehensive frameworks and strategies that enable organizations to navigate complex regulatory environments. My passion lies in fostering a strong risk culture and enhancing stakeholder collaboration to drive informed decision-making. When I'm not engaged in risk governance, I enjoy exploring best practices in compliance and sharing insights with my professional network.
Personas
Risk Governance Architect
•Established robust risk frameworks within a leading banking institution, focusing on non-financial risks and enhancing operational resilience.
•Developed and implemented risk event management processes to ensure proactive risk identification and mitigation.
•Championed the integration of data analytics into risk assurance functions to enhance decision-making capabilities.
Superpowers
Superpowers not available
Sweet Spot
This professional excels at the intersection of risk governance and operational effectiveness, leveraging extensive experience to drive informed decision-making and enhance organizational resilience. Their ability to foster collaboration among stakeholders and integrate robust risk frameworks positions them as a key leader in the banking sector.
Functional Skills
Risk Management
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Operational Risk Frameworks- Designed and implemented operational risk frameworks to manage non-financial risks across diverse regulatory environments.
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Risk Assessments- Conducted comprehensive risk assessments and self-assessments to identify and mitigate potential risks.
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Key Risk Indicators- Developed and monitored key risk indicators to proactively manage operational risks and enhance decision-making.
Compliance & Governance
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Regulatory Compliance- Provided compliance advisory support to senior management regarding regulatory requirements and market practices.
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Governance Forums- Represented compliance interests in governance forums, preparing reports and addressing regulatory issues.
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Training & Awareness- Designed and delivered compliance training programs to enhance awareness and foster a positive risk culture.
Stakeholder Management
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Cross-Functional Collaboration- Facilitated collaboration between cross-divisional teams to identify and mitigate operational risks.
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Communication Skills- Effectively communicated complex risk concepts and regulatory requirements to diverse stakeholders.
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Project Management- Managed complex risk-related projects, ensuring timely delivery and alignment with organizational objectives.
User Manual
This executive thrives in environments that prioritize collaboration and clear communication. They value proactive engagement with stakeholders and prefer a structured approach to risk management. Best engaged through direct discussions about regulatory changes and risk strategies, they appreciate an atmosphere where innovative solutions are encouraged while maintaining compliance.
Education
•MBA – Alliance Manchester Business School
•Chartered Accountant – Chartered Accountants Australia and New Zealand
•Fellow of CPA – CPA Australia
•ICA Diploma in Financial Crime Compliance – International Compliance Association
•ICA Diploma in Governance in Risk and Compliance – International Compliance Association