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Purpose-Driven Risk Expert
Interim & Fractional Risk Expert | Non-Executive Director | Assurance | Compliance | Governance & Risk Coach
Greater Sydney Area
Description
This leader is a purpose-driven professional with over 30 years of global experience in audit, assurance, compliance, and governance. Their extensive background spans public sector and major corporate verticals, showcasing expertise in risk appetite management, program design, and execution. With a focus on enhancing decision-making processes and embedding robust governance frameworks, this leader empowers organizations to navigate complex environments confidently.
Key Roles
- •Founded and led a governance, risk, and assurance advisory firm supporting high-accountability organizations.
- •Managed the financial crime risk profile for a major banking group, executing significant compliance initiatives.
- •Served as a Prudential Auditor, supervising financial institutions while ensuring compliance with risk governance.
- •Directed risk functions at a leading international bank, overseeing a comprehensive risk management strategy.
Education
- •Doctoral-level research in data strategy at a top-tier business school in the U.S.
- •Master's degree in business administration from a leading global institution
- •Bachelor's degree in risk management from a respected university
- •Certificate in internal auditing from a recognized institution
- •Advanced diploma in credit risk management from a vocational training provider
Focus Areas
Risk ManagementGovernanceComplianceAssuranceFinancial Crime Prevention
Industries
Financial ServicesBankingRegulatory ComplianceAudit
Geographical Coverage
AustraliaSouth AfricaUnited KingdomGlobal
Stage
Corporate GovernanceRisk AssessmentCompliance FrameworksFinancial Crime Management
Personal Interests
Leadership DevelopmentCoachingCommunity EngagementTechnology in Risk Management
Certifications
Certified Data Privacy PractitionerCertified Fraud and Financial Crime ExpertAnti Money Laundering SpecialistCounter Terrorism Finance Specialist
Meet Me
I'm a passionate advocate for enhancing governance and risk management frameworks across diverse sectors. My career, spanning over three decades, is dedicated to empowering leaders to make informed decisions in high-stakes environments while ensuring compliance and fostering a culture of transparency. Outside of work, I enjoy engaging with the community and exploring the intersection of technology and risk management.
Personas
Risk Governance Expert
- •Developed integrated assurance models, enhancing transparency and decision-making across organizations.
- •Facilitated root cause analysis for incidents, empowering teams to learn and improve governance practices.
- •Provided advisory services to boards, ensuring compliance with regulatory standards and risk appetite.
Superpowers
Superpowers not available
Sweet Spot
This leader thrives at the intersection of risk management, governance, and compliance, leveraging extensive experience to guide organizations through complex challenges. Their ability to empower teams and foster a culture of accountability positions them as a trusted advisor in high-stakes environments.
Functional Skills
Risk Management
•
Risk Appetite Management- Designed and executed risk appetite frameworks that align with organizational strategy and stakeholder expectations.
•
Integrated Assurance Models- Developed holistic assurance strategies that provide transparency and clarity across assurance activities.
•
Three Lines of Defence Implementation- Optimized the Three Lines of Defence framework, enhancing risk governance and accountability within organizations.
Financial Crime Compliance
•
Financial Crime Training Programs- Designed and delivered comprehensive training programs that educate staff on financial crime risks and compliance obligations.
•
Anti-Money Laundering Strategies- Developed and implemented AML frameworks that mitigate risks and ensure compliance with regulatory requirements.
•
Fraud Prevention Tactics- Led initiatives to identify and prevent fraud, enhancing organizational resilience against financial crime.
Governance and Assurance
•
Board Reporting Services- Provided expert advisory to boards on governance and assurance matters, ensuring alignment with best practices.
•
Regulatory Compliance Audits- Conducted audits and assessments to ensure compliance with regulatory standards across financial institutions.
•
Incident Investigation Facilitation- Led investigations into incidents, identifying root causes and recommending strategic improvements.
User Manual
This leader works best in environments where strategic thinking and collaboration are valued. They thrive on clear communication and prefer to engage with teams that are open to feedback and dedicated to continuous improvement. This leader appreciates when stakeholders are proactive in setting objectives, allowing for effective leverage of their expertise.
Education
- •Doctoral-level research in data strategy at a top-tier business school in the U.S.
- •Master's degree in business administration from a leading global institution
- •Bachelor's degree in risk management from a respected university
- •Certificate in internal auditing from a recognized institution
- •Advanced diploma in credit risk management from a vocational training provider
Focus Areas
Risk ManagementGovernanceComplianceAssuranceFinancial Crime Prevention
Industries
Financial ServicesBankingRegulatory ComplianceAudit
Geographical Coverage
AustraliaSouth AfricaUnited KingdomGlobal
Stage
Corporate GovernanceRisk AssessmentCompliance FrameworksFinancial Crime Management
Personal Interests
Leadership DevelopmentCoachingCommunity EngagementTechnology in Risk Management
Certifications
Certified Data Privacy PractitionerCertified Fraud and Financial Crime ExpertAnti Money Laundering SpecialistCounter Terrorism Finance Specialist